Iphikrates, the famous 4th century BC Athenian general, is credited in two ancient sources, Diodoros and Nepos, with military reforms that have long been the subject of scholarly debate. After he returned from service in the armies of the Persian king, in 374 BC, he is credited with reforming the equipment of his hoplites, doing away with the large hoplite shield, the aspis, and replacing it with the smaller pelta, lengthening the sword and the spear, the latter by 50% according to Diodoros, 100% according to Nepos.
Cornelius Nepos' Life of Iphikrates, 1, states the following:
"For example, he changed the arms of the infantry. While before he became commander they used very large shields (maximus clipeis), short spears (brevibus hastis) and little swords (minutis gladius), he on the contrary exchanged peltae for the round ones (peltam pro parma fecit), for which reason the infantry have since been called peltasts, in order that the soldiers might move and charge more easily when less burdened. He doubled the length of the spear and increased that of the swords; he changed the character of their armour (loricarum), giving them linen in place of bronze or chain armour (pro sertis atquae linteas dedit). In that way he made the soldiers more active; for while he diminished the weight of their armour, he contrived to protect their bodies equally well without overloading them".
Diodoros 15.44 records the following:
"Hence we are told, after he had acquired his long experience of
military operations in the Persian War, he devised many improvements
in the tools of war, devoting himself especially to the matter of
arms.1 For instance, the Greeks were
using shields which were large (megalais aspisi) and consequently
difficult to handle; these he discarded and made small oval ones
(peltas summetrous) of moderate size, thus successfully achieving
both objects, to furnish the body with adequate cover and to enable
the user of the small shield, on account of its lightness, to be
completely free in his movements. After a trial of
the new shield its easy manipulation secured its adoption, and the
infantry who had formerly been called "hoplites" (hoplitai) because
of their heavy shield (aspidon), then had their name changed to
"peltasts" (peltastai) from the light pelta they carried. As regards
spear (doratos) and sword (xiphous), he made changes in the contrary
direction: namely, he increased the length of the spears by half, and
made the swords almost twice as long. The actual
use of these arms confirmed the initial test and from the success of
the experiment won great fame for the inventive genius of the
general. He made soldiers' boots that were easy to untie and light
and they continue to this day to be called "Iphicratids" after him.2 He also introduced many other useful
improvements into warfare, but it would be tedious to write about
them".3
Because Iphikrates' reformed troops carried the pelta, there has been
an unfortunate tendency to call them 'peltasts', as indeed Diodoros
himself does. While this may literally be correct, it carries with
it, certainly in modern times at least, connotations of troops being
able to skirmish with the enemy at a distance, as Iphikrates' own
peltasts had done so successfully in 390 BC against the Spartans near
Corinth.4 This is one
reason for the debate being somewhat confused, since people tend to
assume every time they read about a 'peltast' it refers to a
lightly-armed skirmisher. It is true that previously peltasts, such
as those that served in the Peloponnesian war, are always described
as skirmishers, fighting at a distance with their javelins, but this
applies only to Greek peltasts: Thracian peltasts are recorded as
being able to fight to a limited degree in a close combat.5
In fact Nepos and Diodoros make it clear that the troops given the
new equipment were hoplites, not peltasts, and it would probably be
better to refer to these troops not as modern commentators tend to
do, as 'Iphikratean peltats' but rather as 'Iphikratean hoplites'.
With a long spear rather than javelins they would lack the equipment
to fight in the traditional peltast manner, but would be able to
fight as a hoplite, a spearman in a phalanx, albeit one with lighter
equipment; the longer spear would be partial compensation for the
weakening of their defensive equipment.
One reason people have continually referred to Iphikrates' troops as
'peltasts' like Diodoros does is that there is plenty of evidence
that hoplites continued to be equipped in the traditional manner,
both during Iphikrates' lifetime and long after, right until the
demise of the Greek polities as independent states. Accordingly, it
is normally assumed that Diodoros and Nepos are both mistaken in
stating it was hoplites that were reequipped, despite their accounts
seeming to derive from two different original sources (the difference
in details such as the length of the weapons would indicate that
their accounts do not derive from a common intermediate source, but
are independent).
However, if we take Nepos and Diodoros at face value, and we should
be loathe to discard such primary source material without clear
contrary information, then who were these 'hoplites' that Iphikrates
reformed? I believe the answer lies in Xenophon. Upon his return from
Persia, he records that Iphikrates was appointed general by the
Athenians to replace the lackadaisical Timotheos (Hellenica,
6.2.13-14). Xenophon records that as "soon as he was made general,
Iphikrates went to work vigorously on manning the ships and saw to it
that the captains did this work too".6 In other words, Iphikrates was reforming the naval
arm. Athens, like other Greek states, made use of hoplites as
marines, and indeed, such marines were the only hoplites Athens had
at the time that saw regular service, since the bulk of the city's
hoplites were a militia force called up only when needed, whereas the
Athenian navy was constantly patrolling the seas that linked Athens'
scattered territorial possesions.7
I would contend that the hoplites Nepos and Diodoros refer to are the
Athenian marines. On ship-board is the one place where for hoplites a
solid phalanx formation comprised of overlapping shields is
inappropriate; a lighter shield would serve better. Furthermore,
decked warships were equipped with a balustrade which protected the
lower legs of anyone standing on deck, rendering greaves largely
superfluous.8 The
advantages of having a long spear for marine service are obvious,9 and Homer had his Achaian heroes use
extremely long boarding pikes when defending their vessels, so
providing a precedent that every Greek knew about. This would account
for why we see no evidence that hoplites in general were reequipped
in the Iphikratean manner, yet how it could be recorded that hoplites
were the subjects of this reformation: if only the marines were
reformed, the vast majority of hoplites would have been totally
unaffected.
Such a reform might not be considered very important in the greater
scheme of things, the marines were never very numerous, so why then
is its implementation detailed in two separate sources? I believe
that Iphikrates, having experimented with his new marines, concluded
that the equipment was useful on land as well. Iphikrates
successfully campaigned with his fleet both in Korkyra, picking up a
contingent of peltasts there, and also on the mainland nearby in
Akarnania, a campaign that lasted some three years.10 Having decided the equipment was
serviceable he then extended it to his mercenary peltasts. To convert
a normal Greek peltast into an 'Iphikratean hoplite' would merely
require the replacement of the peltast's javelins with a long spear,
since they already had a pelta, and lacked greaves or other (heavy)
body armour. This would explain Diodoros' passage that "actual use of
these arms confirmed the initial test". A limited test (by his
marines) followed by more widespread usage (by his peltasts).
The source of inspiration for such equipment is not too difficult to
devine. Aside from the consideration of Homer, a minority of Thracian
peltasts are known to have used spears rather than javelins,
including some specifically long spears,11 and Iphikrates, who is known to have
campaigned extensively in Thrace prior to his reforms, is extremely
unlikely to have been ignorant of the practice.12 Iphikrates is likely to have had
Thracian practices in mind when embarking on his reforms. However,
the catalyst that sparked his reforms seems to have been Egyptian
rather then Thracian. The Egyptians with whom Iphikrates had been
fighting against used spears of unusual length.13. In particular, their marines apparently
made use of such weapons. Herodotos (7.89.3) records the Egyptian
marines of his day in the following manner: "They wore woven helmets
and carried convex shields with broad rims, and spears for
sea-fighting (dorata te naumacha), and great poleaxes. Most of them
wore corselets and carried long swords (machairas de megalas)".
The parallels with Iphikrates' new-style troops are plain to see,
such as carrying longer weapons than normal, as befits service at
sea, but the differences are just as intruiging - such as the
substantial shields. It seems that Iphikrates was more convinced that
light equipment, such as the Thracians used was the way forward. Not
too light however: although his men carried a light pelta, but it was
not the traditional wicker crescent-shaped shield illustrated in so
many Greek vases, rather it was apparently oval in shape
('symmetrous' meaning symmetrical seemingly in contrast to both
crescent-shaped and round shields). Perhaps Iphikrates felt that the
Thracian pelta was insufficient for the rigours hand to hand combat,
but that Egyptian shields no less of a burden than Argive ones on
board a ship. The pole-axe was also not adopted. If Iphikrates was
already looking forward to expanding his marines' new equipment to
other men so as to form a new type of phalanx on land (such as other
Greeks and Egyptians fought in), such a weapon would have been
inappropriate.
If Iphikrates did rearm his mercenary peltasts after rearming his
marines, what would his motivation be? Traditional peltasts had
served the state well until then; and indeed, had served under none
better than him. It is often observed that necessity is the mother of
invention. What necessity would prompt the rearming of peltasts,
themselves a relatively new addition to the military arsenal of most
Greek states, as hoplites? I believe the answer lies in the gradual
diminishment of the effectiveness, and perhaps more importantly, the
numbers of Greek hoplites to be the root cause. With the increasing
polarisation of wealth in Greek society over the course of the 5th
and 4th centuries, the numbers of men qualifying for hoplite status,
and therefore the number of available hoplites, decreased, even if
the overall population may have increased in some places. It is
perhaps symptomatic that the equipment of even traditional citizen
hoplites seems to have lightened over this period. This may not have
anything to do with tactical function, but may have simply been a
by-product of the gradual impoverishment of the hoplite class.
Throughout this period, the full hoplite panopoly included bronze
body armour, the 'thorax', but relatively few now wore such an
expensive item.14
Poverty was responsible for the rising number of mercenaries looking
for a living both in Greece and abroad. Originally, as in Xenophon's
10000, most were hoplites, and even fewer of these men could have
afforded the expensive thorax than their citizen militia equivalents.
However, peltasts, with their somewhat cheaper equipment,
increasingly became the standard mercenary troop. The employment of
such men inevitably led to the citizen armies being used less
frequently, particularly by Athens, which had the financial resources
to hire relatively large numbers of mercenaries. With lack of use,
the efficiency of the citizen forces inevitably declined. Demosthenes
in a well-known speech says how Philip II of Macedon's professional
army was able to campaign throughout the year,15 and it was the Athenian troops' rash
inexperience that led directly to their defeat at Chaironeia in 338
BC. A far cry from the heyday of the Athenian empire, when in the
450s BC, Athens was simultaneously able to maintain two campaigns in
Greece, while another large army was serving abroad in Cyprus and
Egypt, comprised of citizen troops that could fight overseas for
years on end.
If Iphikrates did convert his peltasts to 'hoplites', the practice
may have rapidly spread amongst Greek mercenaries if it proved
successful under such a famous commander, and indeed, Diodoros states
"the success of the experiment won great fame for the inventive
genius of the general". It is interesting that while Iphikrates'
campaign in Korkyra and Akarnania is praised by Xenophon, his next
campaign in 369 BC, when he commanded the full Athenian citizen army,
is denigrated. The troops argued with their general, and the
expedition proved a fiasco.16 Iphikrates
may have been less than impressed with the Athenian citizen troops he
led on this occasion. He famously compared an army to a body, with
the general as its head, directing the movements of its limbs.
Citizen soldiers that complained and disagreed with his decisions had
no place in his corporate scheme of things. Yet he had seen that even
as he led them to victory, battles could not be won by peltasts
alone. His age saw its fair share of pitched battles, battles where
the clash of the hoplites was the central issue. Battles could be
tipped by the intelligent use of cavalry and light troops, but
positive victory required the invlovement of the heavy infantry, of
hoplites. A general who did not want to burden himself with citizen
levies, yet wanted to be able to fight field battles required another
source of hoplites, and Iphikrates solved this problem by rearming
his peltasts once his experiment with his marines had proved a
success.
If the vast majority of Iphikratean 'peltasts' as recorded by
Diodoros were actually originally peltasts, this might provide an
alternative explanation of why Diodoros calls them peltasts despite
using equipment that would normally be described as a hoplite's.
Perhaps Diodoros had one source (the one that Nepos also used?) that
said hoplites were (initially) converted, and another that (later)
they were peltasts. It would be only natural for him to assume that
his hoplites would then be called peltasts because they each had a
pelta.17 However, it may be that
originally they really were called hoplites, and that their name was
changed sometime afterwards. Certainly Xenophon refers to Iphikrates'
men after he manned his expedition to Korkyr as both hoplites and
peltasts. Diodoros records (16.24.2) that the Phokian general
Philomelos, in 355 BC, at the start of the so-called Sacred war,
"hired foreign mercenaries and picked a thousand of the Phocians,
whom he called peltasts (eplixe chilious, hous onomase peltastas)".
This is an interesting choice of words. If they were genuine
peltatss, why not just say "a thousand Phokian peltasts"; if they
were normal hoplites, why not "a thousand Phokian hoplites"? Why were
they "called" (the word might also be translated as described, named,
or addressed as) peltasts? It seems that here we may have the man
responsible for renaming the Iphikratean hoplite a peltast.
However, the striking thing about the Greek histories recording the
second half of the 4th century, an age well documented due to the
activities of Alexander and his successors, is the almost complete
absence of references to peltasts. Demosthenes for instance refers to
Philip having hoplites and mercenaries etc., but not hoplites and
peltasts. In all of Arrian and Diodoros' long accounts of Alexander's
campaigns, although mercenaries are often mentioned, there is not a
single reference to peltasts forming part of his army. One of the
last references to peltasts in the 4th century BC comes from Xenophon
(Hellenica 6.1.9) referring to akontistai (javelinmen) and peltasts
as synonymous. Although the time referred to is 374 BC, the passage
was probably written in the 350s (Polyainos also refers to peltasts
in the 350s in a passage dealing with the Theban Pammanes). What then
had become of the troop type that was so ubiquitous in the earlier
part of the century?
I conclude that although Iphikrates' reforms were both widely and
rapidly imitated, these new-style troops were not in fact called
peltasts at the time. Even in Diodoros' account (who after all
describes Iphikrates' troops as peltasts), we hear plenty about Greek
mercenary infantry in Alexander's army, but not as mercenary
peltasts. It is true that a few may have been traditional hoplites,
but if the majority were we would expect to see Alexander making more
use of his Greek mercenary troops in front line roles. Instead they
usually formed the second reserve line in battle.18
It has been customary to simply equate mercenaries in Alexander's day
with (traditional style) peltasts . However this then just begs the
question of why are Alexander's mercenaries never recorded as
fighting as skirmishers? Alexander used archers and (non-Greek)
javelinmen for this purpose, especially the Agrianians provided by
his close friend King Langarus. In the open plains of Asia,
javelin-armed skirmishers were ill suited to countering the Persian's
most reliable military asset: their cavalry. In contrast, an
Iphikratid-style 'peltast' with a long spear would be as effective as
any other hoplite in warding off cavalry: the long experience of
constant Greek and Persian confrontation had demonstrated the
steadfastness of Greek hoplites in the face of mounted troops. As
Alexander had ready access to non-Greek skirmishers, he had no need
of traditional Greek peltasts. If the term mercenary had by
Alexander's day become synonymous with peltast as understood by
Xenophon and Thukydides, we would expect to hear of Alexander using
his mercenaries in a skirmishing role, even if only on a single
occasion. But we don't. The conclusion is to me inescapable:
Alexander's Greek mercenaries were not such traditional peltasts.
Instead he employed, in great numbers, the equally cheap
Iphikratid-style hoplite which meant he had all the more men capable
of standing up to his mounted Persian opponents.
One reason to discount large numbers of Alexander's Greek mercenaries
being hoplites is Alexander's reluctance to use them in front line
roles in battle. It is true that Alexander's historians focus on his
activities to the exclusion of generals like Parmanio who often
undertook side campaigns on their own, and that mercenaries often
constituted a good proportion of the troops involved in such side
expeditions. However, it is obvious from looking at the nature of
Alexander's own such side expeditions that the nature of the fighting
involved was often markedly different from that expected in a pitched
battle; and even then there was usually a nucleus of Macedonian
troops around which such expeditions under Parmenio, Krateros, etc.
were formed, who were no doubt expected to bear the brunt of the
fighting.
Hoplites, when well-trained and experienced, were formidable
soldiers, and proved many times to be the match for even Macedonian
heavy infantry. Two examples will suffice, others can be found: The
Thebans in 335 BC, despite being considerably outnumbered, had the
better of the Macedonians until Alexander commited his fresh reserve
of footguards,19
while part of Daraios' Greek hoplite phalanx at
Issos managed kill no less than 120 Macedonian officers before
marching off the battlefield in good order as the rest of the Persian
army was routed.20
I have no doubt that if Alexander had sufficient numbers of such
troops in his army he would have used them in an aggressive manner.
Instead he used his mercenaries in the rear line.21 As Iphikratean hoplites, their long
spears meant they could easily hold off Persian cavalry; had they
been in the front line they would be very vulnerable to the other
troop type the Persians disposed large numbers of: archers and other
missile-men. Traditional hoplites had large
shields covering their bodies, and greaves to protect their legs. Alexander's phalangites had smaller shields, but
unlike Philip's orginal phalangites had acquired body armour, the
thorax, in compensation,22 and
additionally derived some protection from the forest of pikes sloping
over their heads.23 Iphikratean hoplites
would have none of these defensive benefits, and so could be expected
to take heavy casualties from archery if they were to be positioned
in the front line; being in the second line, their most likely
opponents would be cavalry outflanking the main formation, as
happened at Gaugamela. Alexander's tactical dispositions are entirely
sensible if these considerations are taken into account; it is hard
to reconcile them if most of his Greek mercenaries were either
traditional hoplites or traditional peltasts.
It is often remarked how similar the equipment of an Iphikratean
hoplite is to that of a Macedonian phalangite.24 Philip is credited with inventing the
equipment as well as the order of the Macedonian phalanx in or soon
after 359 BC, which should probably be taken as a reference to the
invention of sarissa (pike), since the other items of equipment said
to be carried by Phlilips' men by Polyainos, helmets, greaves and
shield, were clearly already in existence, even in Macedonia.25 The spear of a hoplite is usually
reckoned as being somewhat under 6 cubits long, about 8 feet. By Diodoros' account, the Iphikratean spear would
thus be 8 cubits long, or 12 feet, and hence still shorter than a
Macedonian sarissa which had a minimum length of 10 cubits, 15 feet,
and was normally 12 cubits or 18 feet long, although later
Hellenistic phalanxes apparently used pikes 14 cubits long.26 By Nepos' somewhat less reliable
account, the spear would be about 16 feet long which would put it in
the sarissa range, although it is hard to see how such a weapon would
be wielded one handed, and if it was wielded two handed, Iphikrates
would be the inventor of the phalangite, not Philip. It is more
likely Nepos' source considered that a normal hoplite's spear was
less than 8' long and indeed many artistic depictions show hoplite
spears 7 foot long or even slightly less, which would put the
Iphikratid spear at under 14 feet long.
It is widely appreciated that Philip is likely to have picked up many
of his tactical ideas from living for a time in the house of
Pammanes, close friend of that great tactical innovator, the Theban
general Epameinondas. It is not generally appreciated however that
Philip was even more closely related to Iphikrates, who was Philip's
own brother by the adoption carried out by Philip's father
Amyntas.27 Philip could not but help but
have been aware of Iphikrates' reforms.
The Macedonian army before Philip's time relied on its aristocratic
cavalry. It included a few hoplites, but the majority of the men were
essentially an ill-armed and untrained rabble.28 Thukydides implies that the infantry
situation improved somewhat just before the start of the 4th century,
but it is evident from the number of times the Thracians and
especially the Illyrians overran the country over the next 50 years
that they were still not up to the task of defending the borders, let
alone catapulting Macedonia onto the world stage.
Philip took Iphikrates' reforms as his model and adapted them to his
own needs. He needed to equip himself with an infantry force that
could fight competently in hand-to-hand, in a phalanx, and to do so
as cheaply as possible since he would have to pay for it personally,
rather than his infantrymen, who being essentially peasants, not
middle-class city dwellers, could not possibly afford to do so
themselves. Iphikrates had pointed the way. The Macedonians were
already using a bronze shield before his time, but it was not the
aspis of the Greek hoplite, as it was smaller, between 60 and 75 cm
in diameter, and lacked the characteristic rim of the Greek aspis -
in other words, something of a hybrid between the traditional pelta
and the Argive aspis. It was probably introduced by Archelaos, who
sometime between 413/2 BC and 400/399 BC according to Thukidydes
(2.100) "reorganised the cavalry, the arming of the infantry, and
equipment in general", and the first depictions of it indeed come
from circa 400 BC.29 It may have been
adapted from the neighbouring Illyrians. The southern Illyrians
bordering Macedonia used round shields that are extremely similar to
those used by the Macedonians. The Illyrian plate from Gradiste,
dating from the 5th or 4th century, shows such shields being used by
warriors both on foot and horseback (Fig. 1).
Fig. 1. Illyrian warriors, ca. 400 BC.
We have no way of knowing that the shields depicted on this plate
were bronze-faced like the Macedonian shield was, but an earlier
Illyrian shield, depicted on a 6th-century BC plate from the Liburni
complex at Nin shows a different style of round shield, one with
concentric rings for decoration.30. This
might imply a different sort of construction for these earlier
shields than those depicted in the later Gradiste plate, and they may
be related to the shields born by the Thracians shown in the
similarly early Persian reliefs at Persepolis which look quite
different from the 'typical' Thracian pelta.
A fine example of a bronze shield that is apparently of Illyrian
origin is preserved in the Tirana museum (Fig. 2). It is of very
modest size, being apparently less than 50cm in diameter.
Unfortunately, I can neither confirm its origin (its small size might
weigh against it being Epeirot, the other likely possibility), nor
its date. While the Gradiste shields might well be called aspides,
this shield is more clearly a pelta; inevitably there is some overlap
of the two terms.
Fig. 2. A small Illyrian-style pelta
While such shields might have been equipped with an Argive-style
shield grip, their smaller size meant that the position of the
forearm brace would have been different from that in a Greek aspis.
Equipping such a shield with a Greek-style grip in the same relative
positions as a Greek aspis rather than a pelta, so that the forearm
brace retained its position near the centre of the shield, would mean
that the hand would be positioned much closer to the edge of the
shield. This would normally be a disadavantage in terms of balancing
the shield and protecting the hand, but it would allow the hand to
grip a spear despite the curvature of the shield.31 This I believe was
Philip's first military innovation: providing the Balkan bronze pelta
with a shield grip in the Greek manner positioned so that the hand
was right at the rim of the shield.32 The length of the Greek spear, as carried by
Iphikrates' men, had been limited by the requirement for it to be
wielded in one hand, but with a two handed grip it could now be
lengthened even further and become a true pike. Providing his army
with even these arms would have overtaxed the finances of the country
at the time, and no doubt only officers got the full kit of greaves,
pike, bronze shield and helmet. Even they would not have had armour
for the torso, and rear rankers probably had to be content with bare
legs or boots (krepides), a cheap mass-produced wicker pelta and a
helmet fashioned from leather.33
Unlike a spear, which retains some utility in single combat, a pike
is essentially useless outside a compact phalanx. The formation, in
both senses of the word, of the Macedonian phalanx, gave Philip an
infantry force that was capable of standing up to Greek hoplites in
open battle. If it was to retain any strategic utility however, its
men needed to be able to fight outside the confines of the phalanx.
As with most peoples living in an area surrounded by hills, the
traditional Macedonian weapon was the javelin. Philip ensured that
his men were trained in the use of both weapons, and carried
whichever was the most appropriate for the occasion, so that his
infantry could fulfill the role of both hoplite and peltast as need
be.34 When marching through broken
country, javelins were carried: Polyainos relates
how when Onomarchos' Phokian's ambushed Philip's men, they were able
to fight back at a distance.35 Similarly, a pike was of little use when assaulting a
city, when troops had to climb ladders up walls and inside seige
towers, so the javelin was carried in this situation as well.36
Philip's brutally efficient training programme, backed by his
autocratic royal power, ensured his men lived up to his expectations.
Training men to use two sorts of weapons with equal facility is no
easy task, and very few other classes of warriors over the millenia
have ever attained such dexterity; the few that readily spring to
mind are mostly aristocratic steppe horsemen accustomed to both lance
and bow. Training his men to use two weapons that required a
completely different formation to fight with, a rigid pike phalanx
against the loose order required to hurl javelins, made the
achievment all the more outstanding, especially given the inclusive
nature of his reforms - it was the entire national levy that was so
trained, and not just a picked elite. The result was that not only
could Philip eventually come to count on troops as good as any
opposition could field, but he would have numbers of his side as well.
This then was the force that Alexander inherited from his father for the conquest
of Persia. The evolution of the Macedonian infantry proceeded under
Alexander. As already noted, the phalanx had acquired body armour by
the seige of Tyre at the very latest, possibly non-metallic, as it
was burnt when it was replaced with elaborately decorated cuirasses
while in India.37 Expansion of the army entailed reorganisational
changes,38 and at his death, Alexander
was experimenting with a radically new type of phalanx, incorporating
javelinmen and archers in its rear ranks, but it was never used in
action. Upon his death, his generals carved his empire up amongst
themselves. Quality troops were at a premium, and no-one could afford
to dilute the effectiveness of their most valuable units with such
Persian missile troops. The struggles of the Diadochoi, the
Successors, however set off a new round in the evolution of
Hellenistic infantry which I will describe in part 2 of this article.
Footnotes
1. That his reforms are clearly stated by Diodoros
to have occurred after his return from Persia would seem to
invalidate one hypothesis for the interpretation of the reforms:
providing Persian armies in need of hoplites with hoplite
substitutes. Although Diodoros is clear the reforms happened after
Iphikrates' return from Persian, this has not stopped Griffith
(G.T.Griffith, "Peltasts, and the Origins of the Macedonian Phalanx",
Ancient Macedonian Studies in Honor of Charles F. Edson,
Thessalonoki: Institute for Balkan Studies, 1981, 161-167) arguing
that this is unlikely, because he believes Diodoros just added it "as
a sort of pendant to the unsuccessful Persian attempt to invade and
reconquer Egypt in 374 BC". I find his arguments unconvincing, since
he then has to postulate Diodoros has confused several of of
Iphikrates' (undescribed) various reforms, and that although there
was one connected with the Persian expedition, it had nothing to do
with shields. Occam's razor would rule against this sort of
convolution. Griffith is on the right track I belive in saying that
Iphikrates did however copy something he saw in Persian service
("Egyptians with long spears"). Return
2. Although it is not explicitly stated, Iphikrates'
new-style troops most probably did not wear graves, both on account
of their 'light' equipment, and the fact that they probably wore the
Iphikratid boot (although the introduction of these boots might have
been made on a separate occasion). Return
3.
In Nepos' account, Iphikrates also has them anachronistically discard
their chain mail. Nepos wrote in the Roman period when mail was the
normal equipment for heavy infantry and probably assumed that it was
worn in Iphikrates' time; in fact mail would not be introduced into
Greece until long after Iphikrates was dead, it did not become common
until the Roman era. It does reinforce the statement that heavy
infantry were the subject of the reform however, and not light troops.
Return
4. Xenophon, Hellenica 6.5.11-18. Although this
victory is (and indeed, at the time was) rightly seen as a great
triumph for Iphikrates and his peltasts, it should not be forgotten
that the Spartans only broke when the Athenian hoplites had started
to charge them. It still took heavy infantry to finish off a force
weakened by missile shooting. Return
5. Eg. the Bithynian Thracian peltasts Xenophon
encountered in Asia could fall upon men crossing a river in addition
to their usual skirmishing mode of fighting (Anabasis, 6.3), and
Thucydides records Thracians fending off Theban cavalry by charging
them (7.30). In the early 2nd century BC, elite Macedonian pikemen
could be called peltasts (or to Latin authors such as Livy, caetrati)
on account of their (relatively) small shields. Needless to say, such
troops had no skirmishing capability whatsoever when massed in a pike
phalanx. Return
6. Xenophon, Hellenica 6.2.14. That Iphikrates was
appointed head of the Athenian marine upon his return from Eqypt is
conformed by Diodoros, 15.43.6: "Pharnabazus dispatched ambassadors
to Athens and accused Iphicrates of being responsible for the failure
to capture Egypt. The Athenians, however, replied to the Persians
that if they detected him in wrong-doing they would punish him as he
deserved, and shortly afterward appointed Iphicrates general in
command of their fleet". Return
7. The Athenenians had, by 350 BC at the latest, one
other group of hoplites regularly under arms, the Epilektoi. It is
unsure when they were first founded however, and they were probably
had not yet been formed in 374 BC. See L.A.Tritle, "Epilektoi at
Athens", The Ancient History Bulletin 3.3-4 (1989) 54-59, available
on-line at
http://ivory.trentu.ca/www/cl/ahb/ahb3/ahb-3-3-4c.html. Return
8. See for instance the Roman warship depicted in a
relief from Praeneste, illustrated in B.Landstrom's "Sailing Ships",
p44. The top of the bulwark comes above the knees of the two marines
standing on the outrigger, which formed a gangway know in Greek as
the parados. Return
9. Maritime soldiers from cultures as diverse as the
Abbassid Caliphate and Scandanavian Vikings used longer spears on
ship-board than used by their normal infantry forces. Return
10. Xenophon, Hellenica 6.2. Diodoros 15.46-47 has
a rather different slant on events. Diodoros says of Iphikrates that
he "also introduced many other useful improvements into warfare, but
it would be tedious to write about them". Alas for us! Return
11. D.Head, "The Thracian Sarissa", Slingshot 214
(2001), 10-13. Return
12. Xenophon for instance (Hellenica 4.8.34-39)
records Iphikrates campaigning with some 1200 peltasts in Thrace in
389 BC; he was still in the Chersonese in 387 BC (5.1.25). Return
13. Although Xenophon, an eye-witness (Anabasis
1.8.9), records that at Cunaxa the Egyptians carried enormous
shields, he says nothing there about long spears or swords. However,
he twice mentions in the Kyropaedia (6.2.10, 7.1.33) long Egyptian
spears "such as they carry even to this day". It is significant that
Iphikrates' men are said to wear light linen armour - exactly the
type of armour that Egyptian troops were noted for - the corselets
Thucydides mentions are elsewhere described as of linen. The
combination of details makes the Egyptian connection clear.Return
14. Eg. Diodoros records (14.43.2-3) how Dionysios
the Syracusan tyrant distributed thorakes (the plural of thorax) to
his bodyguards and officers, but the rest of the hoplites had to do
without. Heavy armour was obviously seen as useful for hoplites, but
even an extremely wealthy ruler such as Dionysios could only afford
to provide it for the best of his men. In most stares, such as 4th
century Athens, the men themselves had to provide their own
equipment. Return
15. Demosthenes 9.50: "he makes no difference
between summer and winter and has no season set apart for inaction".
In 9.49 Demosthemes says "...Philip marches unchecked, not because he
leads a phalanx of hoplites, but because he is accompanied by psiloi,
cavalry, archers, mercenaries (xenous), and similar troops.".
Griffith comments "No one will interpret Demosthenes as meaning that
Philip had no phalanx of hoplites at all (but a phalanx of something
else, eg. peltasts). He means that the phalanx of hoplites (as he
called them) was not the most important feature of his army, which
was strong in other arms". Duncan Head has suggested that perhaps it
is time to reinvestigate this assumption - perhaps Demosthenes did
think that Philip's phalangites were somehow not 'really' hoplites
after all. Return
16. Xenophon, Hellenica 6.5.49, Diodoros 15.63.2.
Return
17. The most characteristic item in the hoplite's
inventory was a shield. The shield did not however have to be the
typical round 'Argive' aspis (sometimes referred to as a hoplon and
usually over 90cm in diameter): Xenophon's Egyptian 'hoplites'
(Anabasis 1.8.9) had wooden shields reaching to the ground and
Alexander's phalangites are routinely described as hoplites (e.g.
Arrian 1.6.2) despite carrying a considerably smaller shield. The
other important item in determining whether a troop might be deemed a
hoplite was the possession of a spear, as opposed to javelins or
other long-range weapons. Without these two items, a man could not be
described as a hoplite. Possession of them alone was not enough
however: fighting in close order was also required. Thus Illyrians,
who could fight in such a style, as against Philip in 359/8 BC, might
be called hoplites, as by Arrian, but Thracians are not called
hoplites, since even when they were spear equipped they did not seem
to fight in close order (see Duncan Head's article referenced in
note 11 above). Note that while in Diodoros' description a peltast is
called a peltast because of his pelta, a hoplite is called a hoplite
because of his 'aspis'! Return
18. They were at least used slightly more
confidently than the Greek allied infantry. These troops, citizens
and hence almost all hoplites, were essentially hostages to their
states' good behaviour back home, and extremely reluctant soldiers.
Alexander got rid of them as soon as it was politically safe to do
so: the Argives immediately after Granikos, and none remained after
the reorganisation of the army Gaugamela. Return
19. Diodoros 17.11-12, Arrian 1.8. See Peter Hall's
scenario in Slingshot 218, 11-12 for one interpretation of events. Return
20. Arrian 2.10. The casualties are described as
'men of note' as opposed to mere rank-and-filers, whose losses were
likely far greater. Arrian claims that the Greeks were 'mown down by
the (Macedonian) phalanx' but Curtius 3.11.18 affirms that the
Greeks, cut off from the rest of the Persian army, got away without
recourse to flight and this is confirmed by Arrian's own narrative
where they, 8000 strong, retreated off the field, 'in the order they
were drawn up' (12.13.2). That these mercenaries were hoplites is
shown by the Greek soldier showing his leg (Persians being trousered)
in the foreground of the famous Pompeii Mosaic in front of Daraios'
position. The proverbially rich Persian king could afford the best
and most expensively out-fitted troops (i.e. hoplites), unlike the
embarrassingly cash-strapped Alexander who invaded Asia with just two
weeks' worth of pay for his army. Duncan Head has recently suggested
that the Macedonians may have been carrying their javelins at this
battle too, since they were trapped unprepared for battle in a
mountain defile, and Curtius (3.11.5) records the Macedonian foot as
throwing their weapons. Return
21. The single exception is at Gaugamela, when a
small number were stationed in the front line, and it is perhaps
noteable that these men came from Achaia, the area with the greatest
tradition of hoplite mercenary service. They were stationed on the
extreme left wing along with the Cretan mercenaries (Diodoros
17.57.4). Both units are overlooked by Arrian. Return
22. Diodoros 17.44.2. Their armour was later
replaced by gold and silver embossed sets (Curtius 8.5.4). Return
23. Polybios (18.30) describes how missiles would
have their impetous broken by the pike shafts - most missiles would
fall on the phalanx from above rather than be shot from low
trajectories at the front rank - who would in case, being officers,
be the most heavily armoured men. Return
24. Such a point was made at least as long ago as
1933 by H.W.Parke (Greek Mercenary Soldiers, Oxford). Return
25. Diodoros 16.3.2. It has been argued that there
is no direct evidence that Macedonians used the sarissa until
Chaironeia in 338 BC, aside from Diodoros' statement about the date
of its introduction. I find these arguments less than compelling, not
least because their proponents would propose that, recognising the
need to have Philip's men being capable of fighting hand-to-hand,
they instead were instead armed with a hoplite's spear, for which
there is absolutely no evidence whatsoever! I can see no reason to
discard Diodoros' explicit testimony for a hypothesis that not only
has no evidence for it, but disregards the plentiful evidence that in
those instances when Macedonian phalangites did not use the sarissa,
they used javelins instead, not spears. It is however possible that
the "pelta" used by the phalangites was a new style of pelta not seen
before; the pelta was traditionally made of wicker, and Curtius
mentions such shields in connection with Philip's men (10.2.23).
However, it would seem that many Macedonian infantry shields were
bronze, and examples such as the two depicted on a Macedonian tomb
painting from Katerini dating from the first half of the 4th century
BC rule out their being Philip's innovation. See David Karunanithy's
article for illustrations: "Of Ox-Hide Helmets and Three-Ply Armour:
The Equipment of Macedonian Phalangites as described through a Roman
Source", Slingshot 213 (2001), 33-40.
Return
26. The one account that states a sarissa could be
as short has 8 cubits has been shown to be a copyist's error for 10,
see A.M.Devine, "The Short Sarisa: Tactical Reality or Scribal
Error?", The Ancient History Bulletin 8.4 (1994) 132, available
on-line at
http://ivory.trentu.ca/www/cl/ahb/ahb8/ahb-8-4f.html. The 14
cubit sarissa is attested by Polubios.Return
27. Nepos, Iphikrates, 3. Return
28. Thukydides 4.124-125. Return
29. K.Liampi, "Der Makedonische Schild", Bonn,
1998. Although the Macedonian shield, variously called an aspis or a
pelta, was smaller than the Greek aspis, it was still of substantial
construction as can be inferred from it being broze-plated, and the
incident in Arrian (1.1.9-10) in which carts are driven over them. Return
30. Alexandar Stipcevic (trans. Stoyjana Culic
Burton), The Illyrians: History and Culture, Noyes Press, 1977. There
may exist some uncertainty about the dating of some of these items.
Return
31. The Argive shield had two points of contact
with the arm. The first was a wide bronze strap, the porpax, through
which the forearm passed and was positioned near the centre of the
shield, taking most of its weight. The second was a smaller handle
near the shield rim, the antilabe, which the hand itself gripped.
Thracian peltas with such a grip (and many have just a sngle central
grip) frequently (although not always) are shown as having both parts
about equidistant from the centre of the shield. The porpax of a
Greek aspis was removeable so that it could be stored separately,
making the shield useless for revolutionaries intent on seizing power
unlawfully, as the shield could not be carried at all without it.
Without the antilabe to provide a secure grip it was still unstable,
but the smaller and lighter Balkan aspis would not be quite so
disadvantaged. The antilabe was sometimes made from cord, and in this
case, the second hand could still grip another item at the same time
such as a pike shaft; the pike itself would also brace the edge of
the shield, further stabalising it. Return
32. The soldier depicted in the 'Sack of Troy'
painting from the 'House of Menander' in Pompeii has been interpreted
by Nik Sekunda (Military Illustrated, Oct.1990, 19-24) as being a
late Macedonian "peltast". The inside of his shield is shown, and it
has a lop-sided arrangement of grips. The hand grip is positioned low
down in the shield, near the rim, while the forearm brace consists of
two strips (a feature seen in vase illustrations of some Thracian
peltasts, though these often cross each other in an X arrangement
rather than run parallel as here), also low down. If such a shield
was worn while gripping a pike two handed, the bulk of the shield
would be positioned above the weapon, just the position shown on a
bronze plate from Pergamon showing Roman cavalry and legionary
swordsmen attacking a Macedonian phalanx. (A small picture of this
can be seen in M.M.Markle's "A Shield Monument from Veria",
Mediterranean Archaeology, 7 (1994), 83-87). Return
33. David Karunanithy's "Of Ox-Hide Helmets and
Three-Ply Armour: The Equipment of Macedonian Phalangites as
described through a Roman Source", Slingshot 213 (2001), 33-40, has
some useful reconstructions of how Philip's men would have looked. Return
34. Curtius 9.7.19. Of the two weapons, the more
traditional javelin was used when executions were carried out
(Curtius 7.1.9, Arrian 3.26.3). A Macedonian carrying a bronze aspis
and javelins would be closer to the normal Balkan peltast than the
Greek peltasts of Thukydides' day since his heavier shield would be
more suitable for hand to hand combat. Return
35. Polyainos, Stratagems 2.38.2. Even the cavalry
could apparently use javelins on occasion (Arrian 1.2.6). Duncan Head
has tentatively suggested these may have been the Prodromoi, based an
an Atheinan prodromos carrying both javelins and spear. Return
36. Diodoros 17.11.3; another example is Arrian
1.22.2,5. Presumably the pikes were kept with the baggage train when
javelins were used. Diodoros records that on this particular
occasion, the veterans, in reserve, where able to form up a regular
phalanx of overlapping shields, and were able to drive the hitherto
victorious Greeks back (17.27.2). A Macedonian with small aspis and
javelin would be disadvantaged against a hoplite foe with large
shield and spear in an organized hand-to-hand fight. The fighting at
Thebes in 335 BC recorded by Arrian was very similar, with
javelin-armed Macedonians being beaten by the Theban hoplites who are
in turn beaten by the Macedonians guards held in reserve. Since
javelins were used when assualting cities, it is not surprising that
excavations at such siege sites as Olynthos have revealed many
Macedonian arrows, bullets and javelins, but nothing that can be
positively identified as a sarissa (since one school of thought holds
that the sarissa had a small head, it might in any case be very
difficult to distinguish one from a javelin in any archaeological
remains). Pikes with their long reach were much more suitable for
defending walls; Ptolemy so used one with great skill in Egypt,
blinding an elephant with his sarissa (Diodoros 18.34.2). Return
37. These cuirasses could easily have been partly
metal however, since by this stage Alexander was the world's richest
despot, and could afford almost any luxury. Return
38. See my article: "Macedonian Unit Organisations
under Alexander - Part 1: the Infantry", Slingshot, 214 (2001),
35-38, available in updated form here. Return
Return to my wargaming index.
I would like to thank Duncan Head for so many useful discussions.
Thanks also to Michael Anastasiadas for taking the photographs used
in this article of objects displayed in the museum at Tirana in
Albania, and to John Edmundson for looking up references to Illyrian
equipment. Finally, David Karunanithy went well beyond the call of
duty in me sending copies of many of the articles mentioned in the
footnotes.